3yardsandacloud
Administrator Emeritus
Background Information
I thought some background information from Jim Tressel's days at Youngstown State might be helpful. Here's the NCAA Public Report on the Youngstown State University Investigation. It details the investigation and penalties from the case surrounding (former YSU Quarterback) Ray Issac and (Chairman of the Board of Trustees of YSU and CEO of Phar-Mor discount drug store chain) Michael "Mickey" Monus while Jim Tressel was head football coach at YSU.
02/16/00
YOUNGSTOWN STATE UNIVERSITY PUBLIC INFRACTIONS REPORT - NCAA •FB
Public Infraction Report
FOR RELEASE:
CONTACT:
February 16, 2000
Jack Friedenthal, Chair
10:00 a.m. EST
NCAA Division I
Committee on Infractions
George Washington University
YOUNGSTOWN STATE UNIVERSITY PUBLIC INFRACTIONS REPORT
INDIANAPOLIS, INDIANA---This report is organized as follows:
I. Introduction.
II. Findings of violations of NCAA legislation.
III. Committee on Infractions penalties.
I. INTRODUCTION.
This case involved the football program at Youngstown State University and primarily concerned violations of NCAA bylaws governing extra benefits and institutional control. Youngstown State University is a Division I-AA institution and a member of the Mid-Continent and Gateway (football) Conferences. The university has an enrollment of approximately 11,353 students and sponsors 6 men's and 10 women's intercollegiate sports.
This case was handled through the summary-disposition process and was reviewed by the Division I Committee on Infractions during its November 5-7, 1999, meeting. The summary-disposition process is a cooperative endeavor designed to resolve major violations of NCAA rules without an in-person hearing before the committee, and includes the member institution, involved individuals and the NCAA enforcement staff. The summary-disposition process is used when the NCAA enforcement staff, the member institution and involved individuals agree on the facts in an infractions case and agree that those facts constitute major violations of NCAA legislation. The institution and involved individuals also suggest appropriate penalties.
In this case, the committee commends Youngstown State for its thorough and aggressive pursuit of information relating to the finding of violations of NCAA legislation despite the fact that these violations were beyond the four-year statute of limitations and might have resulted in the forfeiture of the institution's 1991 NCAA Division I-AA Football Championship.
II. FINDINGS OF VIOLATIONS OF NCAA LEGISLATION.
A. IMPERMISSIBLE TRANSPORTATION AND MONEY PROVIDED TO AN ELIGIBLE STUDENT-ATHLETE. [NCAA BYLAWS 16.12.1 AND 16.12.2.3]
1. On numerous occasions during the period beginning August - September 1988 and continuing through the spring of 1992, a representative of the institution’s athletic interests, who was at the time a member and chairperson of the Youngstown State University Board of Trustees, gave at least $10,000 in cash and checks to a football student-athlete for his personal use.
2. In the fall of 1988, the athletics representative instructed the football student-athlete to contact a business associate regarding the use of automobiles. The football student-athlete contacted the business associate who provided the free use of automobiles to the eligible football student-athlete.
a. Receipt of Money
The former football student-athlete testified that, while a trustee, the athletics representative provided him with at least $10,000 in cash and checks beginning in August or September 1988 through spring 1992. The first cash payment received by the former football student-athlete was for $150 in 1988 to attend a fair. Subsequent cash and checks were received, sometimes from the athletics representative himself and on other occasions from his business associate and employees.
In his testimony, the former student-athlete could not always remember the particulars regarding the date, amount and circumstances of each cash payment received. However, he also received at least six checks totaling $7,600, which were introduced into evidence by the government at the jury tampering trial. The dates and amounts of those checks are as follows:
1991?.....$1,600.00 (exact date unavailable)
01/01/91?...$ 450.00
12/27/91?...$ 800.00
02/14/92?...$3,000.00
03/20/92?...$ 750.00
01/14/91?...$1,000.00
The former student-athlete’s testimony regarding receipt of money was corroborated by other witnesses at the trial, including the booster himself. The former football student-athlete was interviewed by telephone in connection with the institution’s internal investigation. During the telephone interview the student-athlete affirmed his trial testimony.
b. Receipt of Automobiles
Both the former football student-athlete and a business associate of the athletics representative reported that while a trustee the booster arranged with the business associate to provide the former football student-athlete free use of automobiles. The business associate stated that he provided the former student-athlete with two or three automobiles during the time period in question.
A number of the student-athlete’s former teammates were personally interviewed by the institution’s Internal Review Committee in connection with the institution’s internal investigation. All former players interviewed, except one, either stated that the student-athlete had a car during the football season or that they heard others talking about his having a car and speculated as to how he could afford it.
COMMITTEE RATIONALE
The committee agreed with the institution and the enforcement staff that the facts contained in this finding constitute violations of NCAA legislation.
This information first came to light in early March 1998, during a prosecution by the United States for jury tampering. The trial involved the athletics representative, then no longer a trustee, and the former Youngstown State football student-athlete. During the course of the trial, the former student-athlete testified that, while a trustee, the athletics representative had provided him with money and the use of automobiles from 1988 through 1992, a period during which the former student-athlete was a member of the institution's football team.
B. LACK OF INSTITUTIONAL CONTROL [NCAA CONSTITUTION 2.1.1, 2.1.2, 2.8.1 and 6.4.2]
In January 1994, the institution failed to exercise appropriate institutional control in the conduct and administration of the football program by not taking thorough and in-depth action to investigate possible violations of NCAA legislation after receiving information concerning possible violations.
COMMITTEE RATIONALE
The committee concurred with the university and the enforcement staff's conclusion that violations of the NCAA constitution occurred when the university failed to take appropriate action in January 1994 to investigate reported violations of NCAA legislation after receiving information indicating violations had occurred. The two primary considerations that led to this conclusion were: (i) testimony given by the former football student-athlete in March 1998 during the aforementioned jury tampering trial, and (ii) the university's failure to properly investigate the information contained in a January 1994 letter from a former NCAA director of enforcement to the institution informing it of anonymous allegations of possible NCAA violations in the institution’s athletics program.
Specifically, the former director of enforcement advised the institution in January 1994 that anonymous information had been received alleging the following possible NCAA violations: (i) at least thirteen football student-athletes were employed by a local business during the football season, (ii) the former football student-athlete drove an automobile during the 1991 football season provided by the business (the business was owned by the former trustee and athletics representative) and (iii) the director of athletic development provided money to non-scholarship student-athletes through the institution’s booster organization, the Penguin Club. In his letter, the former director of enforcement advised the institution that if it chose to investigate the anonymous allegations of NCAA violations and found that violations actually occurred, it would be obligated to self-report the violations to the NCAA enforcement staff.
Upon receipt of the information contained in the letter from the former director of enforcement, the university president held a series of five meetings within the next month with institutional staff members including the faculty athletics representative, the executive director of intercollegiate athletics, the head football coach and the compliance officer. In these meetings, the executive director of intercollegiate athletics and the head football coach assured the president that these allegations were baseless.
Despite the president’s instructions to review the anonymous allegations, the executive director of intercollegiate athletics failed to do so and sent a memorandum once again assuring the president that there was no basis to substantiate the allegations and further inquiry was not necessary. Based upon these assurances contained in the memorandum, the president advised the NCAA by letter dated February 18, 1994, that there was no basis to substantiate the allegations or to suggest that a further inquiry was appropriate.
After the testimony in the jury tampering case and the NCAA violations revealed by the institution’s internal investigation as described in Finding II-A, it became clear that there had been at least some merit to the information received in 1994 regarding possible NCAA violations. Therefore, as part of its inquiry regarding the money and cars received by the former football student-athlete from the one-time trustee and athletics representative, the internal review committee also investigated how the institution's 1994 review had been conducted. This committee interviewed the current executive director of intercollegiate athletics/head football coach, the executive director of intercollegiate athletics at the time of the violations, the assistant athletic director/senior woman administrator at the time of the violations, who is now the associate executive director of intercollegiate athletics/senior woman administrator, and an assistant football coach who remains in that position.
According to these individuals, the review in 1994 consisted of informal meetings among the director of athletics, the head football coach and the assistant director of athletics/senior woman administrator. Specifically, there were no interviews with other coaches, members of the football team, the former football student-athlete in question or the former trustee booster. There was no in-depth investigation of the information received in 1994 regarding possible NCAA violations. When asked why no in-depth review was conducted, the former director of athletics stated that he believed a disgruntled former employee had made the anonymous allegations to the NCAA. The head football coach agreed.
III. COMMITTEE ON INFRACTIONS PENALTIES.
For the reasons set forth in Parts I and II of this report, the Committee on Infractions found that this case involved violations of NCAA legislation.
A. ACTIONS TAKEN BY THE UNIVERSITY.
In determining the appropriate penalties to impose, the committee considered certain actions taken by the institution. among which are the following:
1. The university received formal compliance reviews by the Mid-Continent Conference in 1998 and 1999.
2. Athletics department staff members have attended NCAA regional compliance seminars in each of the past six years.
3. The university has added three new administrators to the Department of Intercollegiate Athletics to assist with compliance-related activities.
4. In 1997 the university adopted a manual that systematically delineates and reviews all policies and procedures and defines a formal approval policy process for the Department of Intercollegiate Athletics.
B. PENALTIES SELF-IMPOSED BY THE UNIVERSITY.
The Committee on Infractions adopted as its own the following penalties proposed by the institution:
1. The university will reduce by two the number of initial financial aid awards in the sport of football for the 2000-01, 2001-02 and 2002-03 academic years.
2. The university will reduce by five the number of expense-paid recruiting visits in the sport of football for the 2000-01, 2001-02 and 2002-03 academic years.
3. The university will publicly reprimand the former trustee and booster and permanently disassociate him from the athletics programs.
4. The university will publicly reprimand the former football student-athlete and permanently disassociate him from the athletics programs.
C. ADDITIONAL PENALTIES IMPOSED BY THE COMMITTEE ON INFRACTIONS.
The Division I Committee on Infractions agreed with and approved of the actions taken by the institution. In striking contrast to its behavior in 1994, the institution has now been diligent and conscientiousness in its pursuit of information relating to potential NCAA violations that were committed at a time clearly beyond the statue of limitations. In consideration of the significant and meaningful self-imposed sanctions, the committee decided not to impose additional penalties, not to obligate the institution to forfeit its 1991 NCAA Division I-AA Football Championship as would normally be required in accordance with Bylaw 31.2.2.4, and not to require the institution to reimburse funds resulting from participation in this championship, as set forth in NCAA Bylaw 31.2.2.5.
Because Youngstown State University agreed to participate in the summary-disposition process, admitted to violations of NCAA rules and self-imposed penalties, there is no appeal option in this case.
The Committee on Infractions wishes to advise the institution that it should take every precaution to ensure that the terms of the penalties are observed. The committee will monitor the penalties during their effective periods, and any action contrary to the terms of the penalties or any additional violations shall be grounds for imposing more severe sanctions in this case.
Should any portion of any of the penalties in this case be set aside for any reason other than by appropriate action of the Association, the penalties shall be reconsidered by the Committee on Infractions. Should any actions by NCAA Conventions directly or indirectly modify any provision of these penalties or the effect of the penalties, the committee reserves the right to review and reconsider the penalties.
NCAA COMMITTEE ON INFRACTIONS
Alice Gresham Bullock
Richard J. Dunn
Jack H. Friedenthal (Chair)
Frederick B. Lacey
Gene A. Marsh
Josephine R. Potuto
Thomas E. Yeager
APPENDIX A
Case Chronology
March 4, 1998: News reporter covering jury tapering trial notified institution of possible NCAA violations involving former football student-athlete and a booster who was a former university trustee. University President met with Intercollegiate Athletics Compliance Officer. Commissioner of Gateway Football Conference, Patty Viverito, was notified of possible NCAA violation.
March 5 and 6, 1998: University President met with Intercollegiate Athletics Compliance Officer, Vice President for Development and Community Affairs, and University General Counsel. Internal Review Committee was formed to begin the inquiry process.
March 6, 1998: University President sent a letter to Viverito, stating intention of university to investigate alleged violation and self-report its findings to NCAA. Viverito agreed to serve as outside advisor to university and assist with development of review process and formation of necessary questionnaires. Copy of the March 6 letter was also sent to NCAA Director of Enforcement [Charles Smrt].
March 23, 1998: University President received letter from NCAA encouraging university to provide results of internal inquiry to the enforcement staff. Internal Review Committee proceeds with the inquiry.
June 3, 1999: Following comprehensive investigation of allegations, a report of Internal Review Committee was sent to Viverito.
June 11, 1999: Viverito recommended that report be referred to David Price, Vice President for Enforcement and Student Athlete Reinstatement, NCAA.
June 14, 1999: Report of Internal Review Committee was sent to NCAA.
June 1999: Enforcement staff members were assigned to process case.
June 22, 1999: University provided enforcement staff with additional materials relevant to alleged violation (trial transcript, etc.).
August 10, 1999: University and NCAA enforcement staff conduct conference call regarding alleged violations. University agreed that major violations took place during the 1988-1991 time frame and elected to enter into summary-disposition process with NCAA.
August 18 and 19, 1999: NCAA enforcement staff visited university's campus and interviewed institutional staff members. Additional guidance regarding summary-disposition process was provided and staff suggested that university continue its efforts to reach former football student-athlete [Ray Isaac], former trustee and booster [Michael Monus], and former trustee's business associate [George Turner]. After prolonged effort, university was successful in contacting and interviewing former football student-athlete and business associate.
September - October, 1999: University and enforcement staff collaborates in drafting summary-disposition report.
October 20, 1999: Summary-disposition report submitted to Division I Committee on Infractions.
November 6, 1999: Summary-disposition report reviewed by Division I Committee on Infractions during its November 5-7 meeting in Indianapolis.
I thought some background information from Jim Tressel's days at Youngstown State might be helpful. Here's the NCAA Public Report on the Youngstown State University Investigation. It details the investigation and penalties from the case surrounding (former YSU Quarterback) Ray Issac and (Chairman of the Board of Trustees of YSU and CEO of Phar-Mor discount drug store chain) Michael "Mickey" Monus while Jim Tressel was head football coach at YSU.
02/16/00
YOUNGSTOWN STATE UNIVERSITY PUBLIC INFRACTIONS REPORT - NCAA •FB
Public Infraction Report
FOR RELEASE:
CONTACT:
February 16, 2000
Jack Friedenthal, Chair
10:00 a.m. EST
NCAA Division I
Committee on Infractions
George Washington University
YOUNGSTOWN STATE UNIVERSITY PUBLIC INFRACTIONS REPORT
INDIANAPOLIS, INDIANA---This report is organized as follows:
I. Introduction.
II. Findings of violations of NCAA legislation.
III. Committee on Infractions penalties.
I. INTRODUCTION.
This case involved the football program at Youngstown State University and primarily concerned violations of NCAA bylaws governing extra benefits and institutional control. Youngstown State University is a Division I-AA institution and a member of the Mid-Continent and Gateway (football) Conferences. The university has an enrollment of approximately 11,353 students and sponsors 6 men's and 10 women's intercollegiate sports.
This case was handled through the summary-disposition process and was reviewed by the Division I Committee on Infractions during its November 5-7, 1999, meeting. The summary-disposition process is a cooperative endeavor designed to resolve major violations of NCAA rules without an in-person hearing before the committee, and includes the member institution, involved individuals and the NCAA enforcement staff. The summary-disposition process is used when the NCAA enforcement staff, the member institution and involved individuals agree on the facts in an infractions case and agree that those facts constitute major violations of NCAA legislation. The institution and involved individuals also suggest appropriate penalties.
In this case, the committee commends Youngstown State for its thorough and aggressive pursuit of information relating to the finding of violations of NCAA legislation despite the fact that these violations were beyond the four-year statute of limitations and might have resulted in the forfeiture of the institution's 1991 NCAA Division I-AA Football Championship.
II. FINDINGS OF VIOLATIONS OF NCAA LEGISLATION.
A. IMPERMISSIBLE TRANSPORTATION AND MONEY PROVIDED TO AN ELIGIBLE STUDENT-ATHLETE. [NCAA BYLAWS 16.12.1 AND 16.12.2.3]
1. On numerous occasions during the period beginning August - September 1988 and continuing through the spring of 1992, a representative of the institution’s athletic interests, who was at the time a member and chairperson of the Youngstown State University Board of Trustees, gave at least $10,000 in cash and checks to a football student-athlete for his personal use.
2. In the fall of 1988, the athletics representative instructed the football student-athlete to contact a business associate regarding the use of automobiles. The football student-athlete contacted the business associate who provided the free use of automobiles to the eligible football student-athlete.
a. Receipt of Money
The former football student-athlete testified that, while a trustee, the athletics representative provided him with at least $10,000 in cash and checks beginning in August or September 1988 through spring 1992. The first cash payment received by the former football student-athlete was for $150 in 1988 to attend a fair. Subsequent cash and checks were received, sometimes from the athletics representative himself and on other occasions from his business associate and employees.
In his testimony, the former student-athlete could not always remember the particulars regarding the date, amount and circumstances of each cash payment received. However, he also received at least six checks totaling $7,600, which were introduced into evidence by the government at the jury tampering trial. The dates and amounts of those checks are as follows:
1991?.....$1,600.00 (exact date unavailable)
01/01/91?...$ 450.00
12/27/91?...$ 800.00
02/14/92?...$3,000.00
03/20/92?...$ 750.00
01/14/91?...$1,000.00
The former student-athlete’s testimony regarding receipt of money was corroborated by other witnesses at the trial, including the booster himself. The former football student-athlete was interviewed by telephone in connection with the institution’s internal investigation. During the telephone interview the student-athlete affirmed his trial testimony.
b. Receipt of Automobiles
Both the former football student-athlete and a business associate of the athletics representative reported that while a trustee the booster arranged with the business associate to provide the former football student-athlete free use of automobiles. The business associate stated that he provided the former student-athlete with two or three automobiles during the time period in question.
A number of the student-athlete’s former teammates were personally interviewed by the institution’s Internal Review Committee in connection with the institution’s internal investigation. All former players interviewed, except one, either stated that the student-athlete had a car during the football season or that they heard others talking about his having a car and speculated as to how he could afford it.
COMMITTEE RATIONALE
The committee agreed with the institution and the enforcement staff that the facts contained in this finding constitute violations of NCAA legislation.
This information first came to light in early March 1998, during a prosecution by the United States for jury tampering. The trial involved the athletics representative, then no longer a trustee, and the former Youngstown State football student-athlete. During the course of the trial, the former student-athlete testified that, while a trustee, the athletics representative had provided him with money and the use of automobiles from 1988 through 1992, a period during which the former student-athlete was a member of the institution's football team.
B. LACK OF INSTITUTIONAL CONTROL [NCAA CONSTITUTION 2.1.1, 2.1.2, 2.8.1 and 6.4.2]
In January 1994, the institution failed to exercise appropriate institutional control in the conduct and administration of the football program by not taking thorough and in-depth action to investigate possible violations of NCAA legislation after receiving information concerning possible violations.
COMMITTEE RATIONALE
The committee concurred with the university and the enforcement staff's conclusion that violations of the NCAA constitution occurred when the university failed to take appropriate action in January 1994 to investigate reported violations of NCAA legislation after receiving information indicating violations had occurred. The two primary considerations that led to this conclusion were: (i) testimony given by the former football student-athlete in March 1998 during the aforementioned jury tampering trial, and (ii) the university's failure to properly investigate the information contained in a January 1994 letter from a former NCAA director of enforcement to the institution informing it of anonymous allegations of possible NCAA violations in the institution’s athletics program.
Specifically, the former director of enforcement advised the institution in January 1994 that anonymous information had been received alleging the following possible NCAA violations: (i) at least thirteen football student-athletes were employed by a local business during the football season, (ii) the former football student-athlete drove an automobile during the 1991 football season provided by the business (the business was owned by the former trustee and athletics representative) and (iii) the director of athletic development provided money to non-scholarship student-athletes through the institution’s booster organization, the Penguin Club. In his letter, the former director of enforcement advised the institution that if it chose to investigate the anonymous allegations of NCAA violations and found that violations actually occurred, it would be obligated to self-report the violations to the NCAA enforcement staff.
Upon receipt of the information contained in the letter from the former director of enforcement, the university president held a series of five meetings within the next month with institutional staff members including the faculty athletics representative, the executive director of intercollegiate athletics, the head football coach and the compliance officer. In these meetings, the executive director of intercollegiate athletics and the head football coach assured the president that these allegations were baseless.
Despite the president’s instructions to review the anonymous allegations, the executive director of intercollegiate athletics failed to do so and sent a memorandum once again assuring the president that there was no basis to substantiate the allegations and further inquiry was not necessary. Based upon these assurances contained in the memorandum, the president advised the NCAA by letter dated February 18, 1994, that there was no basis to substantiate the allegations or to suggest that a further inquiry was appropriate.
After the testimony in the jury tampering case and the NCAA violations revealed by the institution’s internal investigation as described in Finding II-A, it became clear that there had been at least some merit to the information received in 1994 regarding possible NCAA violations. Therefore, as part of its inquiry regarding the money and cars received by the former football student-athlete from the one-time trustee and athletics representative, the internal review committee also investigated how the institution's 1994 review had been conducted. This committee interviewed the current executive director of intercollegiate athletics/head football coach, the executive director of intercollegiate athletics at the time of the violations, the assistant athletic director/senior woman administrator at the time of the violations, who is now the associate executive director of intercollegiate athletics/senior woman administrator, and an assistant football coach who remains in that position.
According to these individuals, the review in 1994 consisted of informal meetings among the director of athletics, the head football coach and the assistant director of athletics/senior woman administrator. Specifically, there were no interviews with other coaches, members of the football team, the former football student-athlete in question or the former trustee booster. There was no in-depth investigation of the information received in 1994 regarding possible NCAA violations. When asked why no in-depth review was conducted, the former director of athletics stated that he believed a disgruntled former employee had made the anonymous allegations to the NCAA. The head football coach agreed.
III. COMMITTEE ON INFRACTIONS PENALTIES.
For the reasons set forth in Parts I and II of this report, the Committee on Infractions found that this case involved violations of NCAA legislation.
A. ACTIONS TAKEN BY THE UNIVERSITY.
In determining the appropriate penalties to impose, the committee considered certain actions taken by the institution. among which are the following:
1. The university received formal compliance reviews by the Mid-Continent Conference in 1998 and 1999.
2. Athletics department staff members have attended NCAA regional compliance seminars in each of the past six years.
3. The university has added three new administrators to the Department of Intercollegiate Athletics to assist with compliance-related activities.
4. In 1997 the university adopted a manual that systematically delineates and reviews all policies and procedures and defines a formal approval policy process for the Department of Intercollegiate Athletics.
B. PENALTIES SELF-IMPOSED BY THE UNIVERSITY.
The Committee on Infractions adopted as its own the following penalties proposed by the institution:
1. The university will reduce by two the number of initial financial aid awards in the sport of football for the 2000-01, 2001-02 and 2002-03 academic years.
2. The university will reduce by five the number of expense-paid recruiting visits in the sport of football for the 2000-01, 2001-02 and 2002-03 academic years.
3. The university will publicly reprimand the former trustee and booster and permanently disassociate him from the athletics programs.
4. The university will publicly reprimand the former football student-athlete and permanently disassociate him from the athletics programs.
C. ADDITIONAL PENALTIES IMPOSED BY THE COMMITTEE ON INFRACTIONS.
The Division I Committee on Infractions agreed with and approved of the actions taken by the institution. In striking contrast to its behavior in 1994, the institution has now been diligent and conscientiousness in its pursuit of information relating to potential NCAA violations that were committed at a time clearly beyond the statue of limitations. In consideration of the significant and meaningful self-imposed sanctions, the committee decided not to impose additional penalties, not to obligate the institution to forfeit its 1991 NCAA Division I-AA Football Championship as would normally be required in accordance with Bylaw 31.2.2.4, and not to require the institution to reimburse funds resulting from participation in this championship, as set forth in NCAA Bylaw 31.2.2.5.
Because Youngstown State University agreed to participate in the summary-disposition process, admitted to violations of NCAA rules and self-imposed penalties, there is no appeal option in this case.
The Committee on Infractions wishes to advise the institution that it should take every precaution to ensure that the terms of the penalties are observed. The committee will monitor the penalties during their effective periods, and any action contrary to the terms of the penalties or any additional violations shall be grounds for imposing more severe sanctions in this case.
Should any portion of any of the penalties in this case be set aside for any reason other than by appropriate action of the Association, the penalties shall be reconsidered by the Committee on Infractions. Should any actions by NCAA Conventions directly or indirectly modify any provision of these penalties or the effect of the penalties, the committee reserves the right to review and reconsider the penalties.
NCAA COMMITTEE ON INFRACTIONS
Alice Gresham Bullock
Richard J. Dunn
Jack H. Friedenthal (Chair)
Frederick B. Lacey
Gene A. Marsh
Josephine R. Potuto
Thomas E. Yeager
APPENDIX A
Case Chronology
March 4, 1998: News reporter covering jury tapering trial notified institution of possible NCAA violations involving former football student-athlete and a booster who was a former university trustee. University President met with Intercollegiate Athletics Compliance Officer. Commissioner of Gateway Football Conference, Patty Viverito, was notified of possible NCAA violation.
March 5 and 6, 1998: University President met with Intercollegiate Athletics Compliance Officer, Vice President for Development and Community Affairs, and University General Counsel. Internal Review Committee was formed to begin the inquiry process.
March 6, 1998: University President sent a letter to Viverito, stating intention of university to investigate alleged violation and self-report its findings to NCAA. Viverito agreed to serve as outside advisor to university and assist with development of review process and formation of necessary questionnaires. Copy of the March 6 letter was also sent to NCAA Director of Enforcement [Charles Smrt].
March 23, 1998: University President received letter from NCAA encouraging university to provide results of internal inquiry to the enforcement staff. Internal Review Committee proceeds with the inquiry.
June 3, 1999: Following comprehensive investigation of allegations, a report of Internal Review Committee was sent to Viverito.
June 11, 1999: Viverito recommended that report be referred to David Price, Vice President for Enforcement and Student Athlete Reinstatement, NCAA.
June 14, 1999: Report of Internal Review Committee was sent to NCAA.
June 1999: Enforcement staff members were assigned to process case.
June 22, 1999: University provided enforcement staff with additional materials relevant to alleged violation (trial transcript, etc.).
August 10, 1999: University and NCAA enforcement staff conduct conference call regarding alleged violations. University agreed that major violations took place during the 1988-1991 time frame and elected to enter into summary-disposition process with NCAA.
August 18 and 19, 1999: NCAA enforcement staff visited university's campus and interviewed institutional staff members. Additional guidance regarding summary-disposition process was provided and staff suggested that university continue its efforts to reach former football student-athlete [Ray Isaac], former trustee and booster [Michael Monus], and former trustee's business associate [George Turner]. After prolonged effort, university was successful in contacting and interviewing former football student-athlete and business associate.
September - October, 1999: University and enforcement staff collaborates in drafting summary-disposition report.
October 20, 1999: Summary-disposition report submitted to Division I Committee on Infractions.
November 6, 1999: Summary-disposition report reviewed by Division I Committee on Infractions during its November 5-7 meeting in Indianapolis.
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